Trade Surveillance Assistant Manager

Trade Surveillance - Assistant Manager:
We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team.

Responsibilities:
* We require the individual to support technical client projects and support internal business development as well as thought leadership relating to market abuse
* Be able to assist our clients with the delivery of engagements and advise them on industry practices relating to trade surveillance and market abuse controls
* Keeping abreast of latest trends, cases and new developments in market abuse
* Taking steps to develop as an SME and being able to manage and upskill junior team member

Qualifications & Skills:
* Understanding of trading businesses and the manifestation of market abuse risks, within sell side investment banks
* Good understanding of financial products (cash and derivatives) including the different ways in which market abuse risks can manifest
* Some experience of working within Compliance Surveillance (as either a Consultant or within a Bank). We also welcome candidates from Technology teams with experience of working on third party vendors' trade surveillance systems implementation or in-house trade surveillance build
* Involvement and/or awareness of model validation of trade surveillance models as well as data quality for Surveillance
* A working understanding of the trade surveillance vendor landscape is preferred, demonstrating awareness of different solutions
* Appreciation of what an effective Surveillance Operating Model and Governance Framework looks like
* Flexibility and agility to contribute in a support role to a broad range of market abuse and surveillance engagements
* Self starter, experienced and motivated Assistant Manager who shows the ability to build excellent client relationships
* Good understanding of key Surveillance policy and procedure documentation
* Good oral/written communication, planning, project management, networking and influencing skills

Carbon60, Lorien & SRG - The Impellam Group STEM Portfolio are acting as an Employment Business in relation to this vacancy.